Client Advisement
Draft a client-ready explanation from approved product material and compliance-cleared scripts, with the required disclosures already in place.
About this use case
An AI assistant supports financial advisors and relationship teams by generating client-ready explanations grounded in approved investment materials and compliance-safe scripts.
Instead of searching for the right product sheet or risk disclosure, advisors ask in natural language and receive an answer with citations to the approved corpus. This helps to maintain standards across client interactions, becoming a scalable "assistant to the advisor" that improves client experience without compromising quality.
Advisors use it to explain why a product suits a client and what its risks are, to walk through rebalancing logic during a portfolio review, and to assemble the checklist and approved scripts a new client’s onboarding calls for.
Documents to consider
- Approved product documentation
- Client onboarding guides
- Company fact sheet(s)
- Model portfolio docs
- Compliance-approved scripts
The prompt
Written to be pasted straight into your AI assistant, with the documents it asks for attached. Request access below and we’ll send it over.
Files
Nothing to download here. This prompt runs against your own institution’s material — the documents it lists above.
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